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基于非负矩阵分解状态异常分析的化工微小故障检测

Detection of Minor Faults in Chemical Plants Based on State Exception Analysis Using Nonnegative Matrix Factorization

  • 摘要: 针对工业过程中微小故障特征幅值低、传统固定阈值方法在多工况条件下自适应能力不足的问题,本文提出一种基于非负矩阵分解状态异常分析的微小故障检测方法。该方法从数据驱动的角度出发,对复杂工业过程的运行数据进行系统建模,以实现对微弱异常信息的有效提取与识别。首先,通过非负矩阵分解对高维过程数据进行低维表示,提取表征系统运行状态的主要特征;其次,引入Wasserstein 距离度量特征概率分布之间的差异,构建描述系统微小状态变化的分布特征,并在此基础上定义相异度统计量,以提升监控指标对早期异常与微小故障的检测能力;此外,设计一种基于数据波动率的自适应阈值调整策略,实现不同工况下阈值的动态优化选择。最后,基于田纳西–伊斯曼化工过程的多类典型微小故障场景进行实验验证。结果表明,与传统统计过程监控方法相比,本文方法在故障检测率、误报率及监测稳定性等方面均表现出显著优势,能够有效提高微小故障检测的准确性与鲁棒性,验证了该方法在复杂工业过程监控中的有效性与工程应用潜力。

     

    Abstract: To address the issues low-amplitude characteristics of minor faults in industrial processes and the inadequate adaptability of traditional fixed-threshold methods under multiple operating conditions, a minor fault detection method based on state exception analysis using nonnegative matrix factorization (NMF) was proposed in this paper. From a data-driven perspective, the operational data of complex industrial processes were systematically modeled to achieve effective extraction and identification of weak anomaly information. First, NMF was applied to obtain a low-dimensional representation of the high-dimensional process data, extracting the primary features characterizing the system's operational state. Second, the Wasserstein distance was introduced to measure the discrepancy between feature probability distributions, constructing distribution characteristics that describe subtle system state changes. Based on this, a dissimilarity statistic was defined to enhance the monitoring index’s sensitivity to early anomalies and minor faults. Furthermore, an adaptive threshold adjustment strategy based on data volatility was designed to achieve dynamic optimization of the threshold under varying operating conditions. Finally, experimental validation was conducted using multiple typical minor fault scenarios from the Tennessee–Eastman chemical process. The results indicate that, compared with traditional statistical process monitoring methods, significant advantages are exhibited by the proposed method in terms of fault detection rate, false alarm rate, and monitoring stability. The accuracy and robustness of minor fault detection are effectively improved, and its effectiveness and engineering application potential in complex industrial process monitoring are validated.

     

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